?
Профессиональные участники инвестиционного рынка: понятие, виды, модели допуска.
The aim of this article is to reach issues of the legal status of professional participants in the investment market. The professional investment market participants play a significant role in the process of redistribution of financial capital flows (this is especially evident when interacting with the population). It should be noted that the legal regulation the activities of professional participants depends not only on the quality of the services they provide, but also on the stability of the investment market as a whole.
In general, the activities of the activity of professional participants consists in the fact that they provide qualified assistance to investors and recipients of investments in making transactions that ensure investment. A mention should be made that the modern investment market is not static and there are various changes on it, for example, digitalization, transformation of its structure, shifting boundaries between the functions of its participants, etc. These factors must also be taken into account in the legal regulation of relations arising in this area of investment activity.
It is stressed that the activities of professional participants are subject to special regulation in order to ensure the safety and transparency of investment activities, including its stimulation, as well as to reduce the negative consequences arising in the investment market. In this regard, the legislator imposes increased requirements on such participants: organizational form, financial stability, internal structure, licensing, availability of special registers, prohibitions on combining certain types of activities, business reputation.