Комплаенс и предотвращение рисков уголовной и административной ответственности

Закон. 2021. № 5. С. 74–81.

Esakov G.

The article discusses legislative approaches to compliance regimes in Russia with respect to their influence on criminal or administrative liability. Analysis of legislation and case law reveals that compliance programs have not any significant influence in case of real criminal or administrative violations committed despite their implementation in practice. This case is especially problematic in sphere of corporate administrative liability because even the reasonable compliance measures are not treated as justifying grounds in the courts. The author concludes that such negation compliance regimes as justifying grounds is a serious problem in developing modern compliance systems in Russian economy.

Keywords: уголовная ответственность, коррупция, административная ответственность, corruption, prevention of violations, criminal liability, комплаенс, compliance, administrative liability, предотвращение нарушений